Financial Industry Regulatory Authority (Finra)
Financial Services, Washington, District Of Columbia, United States

Sara Swart

Senior Analyst

Andrew Kampel

Senior Counsel

Peter Kalman

Arbitrator

Jessica Hathaway

Manager Capital Markets

Aaron King

Senior Examiner

Yana Martova

Principal Risk Monitoring Anal

Ya Gao

Software Developer In Test At

Permayshwar Jagerdeo

Technical Project Manager And

Siddhartha Dadana

Associate Director , Cyber Sec

Nora Casey

Processing Assistant

Jade Weidman

Business Analyst

Marcia Asquith

Executive Vice President, Boar

Anita Harris

Coordinator

Denys Calderon

Financial Consultant

Monday Elesinmogun

Senior Business Analyst

John Cogswell

Examination Manager

Kara Williams

Associate Principal Examiner

Hugh Kim

Analyst

Michael Garawski

Associate General Counsel -- R

John Chapman

Principal Regulatory Coordinat

Kenneth Davis

Associate Compliance Examiner

Nicole Papsco

Legal Extern

Jennifer Danby

Examination Manager

Lea Owens

Market Regulation Analyst

Jim Mckennedy

Associate Principal Examiner

Rodney Hampton

Associate Principal Examiner A

Michele Viney

Senior Analyst At Financial In

Binod Singh

Software Engineering Manager

Caroline Waugaman

Manager Advertising Regulation

Bhavesh Maisheri

Director

Luis Cruz

Executive Assistant

Trevor Fulmore

Disclosure Review Analyst

Steven Tanner

Senior Counsel

Cynthia Moskowitz

Operations Analyst At Financia

Mohammed Elghoul

Software Developer At Finra

Russell Monahan

Project And Program Director A

Sarah Messer

Data Analyst - Teksystems

David Christos

Business Analyst

Michele Collins

Associate Director

Ivan Black

Director

William Jakob

Principal Analyst, Risk Monito

Taylor Ferguson

Senior Accountant

Matt Richardson

Arbitrator

Joshua Stachura

Senior Analyst - Fixed Income

Erin Becker

Investigator

Wayne Louviere

Manager

Lakshmi Palaniswamy

Systems And Requirements Analy

Elizabeth West

Principal Regulatory Coordinat

Jason Carlo

Director

Tara Chismar

Regulatory Analyst

Cameron Murray

Analyst, Market Regulation, Tr

Travis Farrell

Associate Principal Examiner

Cellie Cohen-Smith

Principal Examiner

Luis Cantillo

Associate Principal Analyst

Scott Dearmey

District Director

Gemma Sartori

Qualifications Analyst

Shaytu Schwandes

Product Manager

Denice Southall

Senior Associate At Financial

Shailee Seddiq

Senior Director, Digital Strat

Vicki-Sue Slater

Meeting Manager

Jennifer Wenner

Technical Project Manager

Megan Denchfield

Associate Analyst

Alan Bryers

Help Desk Support

Adina Solomon

Director I

Kurt Hader

Av Technician

Carl Slavis

Principal Examiner

Irina Rosenfeld

Product Management

John Fields

Banking

Anthony Socarras

Lead Data Scientist

Cameron Holmes

Software Development Engineer

Sushama Acharya

Lead Business Analyst

Anton Serednyakov

Developer

Sumalatha Bachu

Director

Shivaji Tata

Senior Developer

Iman Newman

Disclosure Review Analyst

Stacie Jungling

Examination Manager

Thomas Weaverling

Director, Business Development

John Kazanjian

Registered Arbitrator

Eric Hebert

Examination Manager - High Ris

Christopher Tapper

Principal Examiner

Joshua Joannides

Market Regulation Analyst

Ramnerys Molina

Associate Principal Regulatory

Joseph Carrano

Regulatory Specialist

Paul Lane

Director, Office Of Fraud Dete

Richard Jean

Associate Examiner

Judith Benjamin

Case Assistant

Matthew Mauriello

Development Services

Jessica Greenberg

Principal Risk Monitoring Anal

Maria Roldan

Managing Regulatory Coordinato

Troy Smith

Senior Analyst At Financial In

Ricardo Villafuerte

Office Assistant

Tracey Claggett

Accounting Associate

Alex Sawyer

Senior Associate Analyst

Karthik Jayaraj

Senior Consultant

Elliot Kresmer

Video Conferencing And Av Mana

Michael Moser

Senior Fraud Investigator

Randy Hampton

Arbitrator

Byron Morales

Associate Principal Examiner

Kristin Ikola

Associate Director, Tfce Equit

Darrin Hall

Program Manager At Financial I

Biju Mathew

It Consultant At Financial Ind

Stephanie Van Den Berg

Senior Analyst, Corporate Comm

Alan Landau

Dispute Resolution Arbitrator

Veronica Rivera

Office Assistant

Karthik Sekar

Senior Software Developer

Joaquin Gubb

Senior Counsel

Marcus Harvey

Analyst

Justin Jang

Financial Regulation Analyst

Mitesh Patel

Software Architect

Barbara Carter

Director

Andrea Halperin

Arbitrator

Myles Orosco

Senior Counsel

Osvaldo Aguirre

Fixed Income Investigator

Drew Moulton

Manager

Sosinna Degefu

Principal Examiner

Bola Aguda

Attorney And Manager

Sarah Radtke

Compliance Coordinator Iii At

Jeff Gotzens

Senior Software Engineer

Steeve Encaoua

Team Lead

Elisabeth Mcfee

Manager - Insider Trading

Maureen Brogan

Securities Investigator

Michael Bellistri

Database Developer

Aimee Barbagallo

Project Manager

Marc Kuniansky

Senior Software Developer In T

Frank Devino

Associate Principal Examiner

Dan Laumbacher

Principal Regulatory Coordinat

Sarah Duran

Senior Payroll Analyst

Cole Lechleiter

Business Analyst

Caroline Harvey

Gateway Agent

Chris Stone

Vice President, Equity And Deb

Andrew Braun

Associate Principal Examiner -

Charles Burdick

Senior Investigator

Karni Semerjian

Associate Principal Examiner

Andrew Clipper

Principal Risk Monitoring Anal

Porter James

Big Data Engineer

Teresa Evans

Examination Manager

Jenna Yanish

Associate Principal Risk Speci

Michelle Battaglia

Program Risk Director At Finan

Cara Rosen

Counsel - Office Of General Co

Andrew Friedman

Principal Counsel, Enforcement

Deepali Rhode

Neutral Management

Vincent Criscola

Lead Systems Administrator And

Elizabeth Mauro

Examination Director

Anne Rapson

Associate Principal Investigat

Judy Peters

Paralegal

Lena Kayzman

Principal Technology Project M

Jante Turner

Associate General Counsel

Ivy Ho

Vice President Of Technology

Jenna Bell

Associate Principal Analyst

Guillermo Flores

Processing Assistant

Sindhu Nidamanuri

Staff Developer In Test

Ebube Okoli

Research Analyst

George Batchvarov

Solutions Architect

Jessica Polhamus

Principal Analyst, Advertising

Sam Draddy

Senior Vice President National

Clayton Kovar

Senior Director Of Application

Irshad Khan

Director Of Qc

Robert Garrison

Assoc Principal Analyst

Sarah Roberts

Senior Analyst

Ger Corcimiglia

Principal Regulatory Coordinat

Jeffrey Fortune

Risk Monitoring Director

Ania Perez

Reg Coordinator

John Veator

Director - Member Relations

Megan Peluso

Compliance Manager, Advisory A

Dale Glanzman

Senior Counsel, Department Of

Dave Friedman

Senior Counsel

Evan Spevak

Supervising Analyst

Gary Mottola

Research Director, Investor Ed

Renzo Artica

Dispute Resolution

Donielle Mangogna

Associate Principal Examiner

Hourigan Michael

Senior Vice President And Chie

Amber Cassels

Bluesheets Coordinator

Sandra Madlock

Litigation Paralegal Specialis

Merita Kong

Associate Principal Analyst- M

John Alter

Regulatory Analyst

Liho Li

Audit Project And Program Dire

Melissa Depetris

Senior Counsel

Mark Kurziow

Compliance Examiner

Karen Causey

Manager

Orlando Cortes

Director - Business Analysis,

Alex Eftimiades

Senior Software Development En

Heather Hawker

Senior Regional Counsel

Brijesh Patel

Senior Software Developer

Vijay Kollu

Report Developer

Aravindan Srinivasan

Project Lead Developer

Domingo Diaz

Examination Manager

Eric Levine

Surveillance Director

Holly Lokken

Senior Vice President

Heidi Motz

Associate Director, Talent Acq

Nathaniel Lee

Developer

Edward Williams

Ediscovery Specialist

Monique Mcnamara

Vice President, Strategic Comm

Marwan Oweis

Team Lead, Scrum Master

Jenee Ward

Senior Paralegal

Adam Hladky

Examiner

Jake Bunting

Principal Analyst Market Regul

Ed Demaree

Series 6 And 63

Edward Fagan

Principal Examiner

Nicholas Moor

Senior Investigator

Chris Brucato

Associate Examiner

Carl Rubin

Manager, Cred Qualifications A

Mark Geiger

Counsel -- Main Enforcement

Sean Firley

Senior Regional Counsel

Ankit Shah

Senior Software Developer In T

Kelli Wilson

Principal Regulatory Coordinat

Arlene Millington

Principal Analyst

Veronica Thomas

Senior Analyst

Elena Romanova

Data Architect

Norina Maiorano

Managing Regulatory Coordinato

Adriene Batts

Human Resources Manager

Thomas Kimbrell

Assistant General Counsel, Reg

Alex Moyer

Help Desk Analyst Cat

Christopher Brinkmann

Quality Assurance Analyst

Kevin Reilly

Associate Principal Examiner

Kathleen Kane

Technical Contractor

Matthew Powers

Associate Director

Bonnie Bowes

Associate Director, Fixed Inco

Lori Walsh

Deputy Chief Economist

Tinhvan Phan

Programmer

Jennifer Hodge

Web Application Developer

Elizabeth Virga

Senior Counsel, Enforcement

Padmaja Kada

Senior Test Engineer

Kristin Cristaldi

Associate Principal Investigat

Breonna Geddis

Call Center Representative

Prabhu Gopal

Senior Developer

Amy Lafarr

Associate Director

Daniel Tarantola

Associate Principal Examiner

Meghan Bailey

Principal Regional Counsel

Jason Murray

Associate Director - Market Re

Joseph Hissong

Application Engineer

Marjorie Newell

Director

Brandon Scarff

Senior Analyst, Fixed Income M

Savvas Foukas

Senior Litigation Counsel

Janet Ramirez-Castillo

Office Manager

Molly Schuermann

Associate Director, Member Edu

Manmadh Lodugu

Financial Market Regulation

Jeffrey Majors

Arbitrator

Luis Prieto

Counsel

Jeremiah Starsia

Associate Principal Investigat

Brian Goldstein

Lead Developer

Isaac Booth

Analyst

Wilson Sweitzer

Assistant General Counsel

Joseph Strauss

Senior Counsel, Enforcement

Scott Loidl

Financial Examiner

Radha Yadavilli

Senior Business Analyst Consul

Michele Collins

Associate Director At Finra

Garvit Hasija

Developer In Test

Artur Wlazlo

Principal Regional Counsel

Carlos Araya

Associate Principal Examiner

Sheryl Martinez

Financial Industry Regulatory

Laura Mcnamire

Regional Director

Jonathan Etkin

Principal Examiner - Market Re

Peter Stypa

Associate Principal Analyst

Edouard Khawly

Examination Manager

Elio Caiazzo

Principal Examiner

Michael Jaeger

Senior Attorney, Department Of

Steve Simpson

Finra Arbitrator

Jeyanthi Muthiah

Qa Lead

David Rosenstein

Senior Vice President And Chie

Gary Dernelle

Associate General Counsel

Rick Jones

Enterprise Desktop Engineer

Amit Gandhi

Product Manager, Ai And Analyt

Drew Goodman

Regulatory Analyst

Keith Bradford

It Analyst And Project Coordin

Scott Borchert

State Liaison

Bill Chen

Cloud Computing Engineer

Arthur Palmer

Principal Examiner

Dave Buchholz

Principal Examiner

Aki Sharipov

Senior Software Engineer

Greg Brown

Investigator

Sean Dros

Compliance Examiner

Michael Tow

Assistant General Counsel, Com

David Fourte

Operations Center Technician

Robert Chesshir

Corporate Travel Manager

Ianthe Philips

Hearing Administrator

Andrew Beirne

Chief Counsel

Holly Kalaczynski

Associate Director Of Member R

Faisal Anver

Manager Of Organizational Deve

Young Song

Associate Principal Investigat

Ivette Lopez

Vice President

Julie Lenaghan

Case Manager

Philip Shaikun

Vice President And Associate G

Doug Alder

Registered Arbitrator

Denise Beaver

Lead Senior Principal Regulato

Chris Snyder

Associate Director Human Resou

Tom Splaine

Senior Director

Jonathan Telfair

Associate Principal Examiner A

Cary Ho

Director Of Technology

Jonathan Sokobin

Chief Economist

Patrick Hendry

Forensic Examiner

Yatao Zhu

Senior Director Of Network Eng

Jennifer Brant

Legal Intern - Department Of E

Kimberly Silver

Senior Examiner, Member Superv

Subash John

Release Management

Maria Valencia

Managing Regulatory Coordinato

Fernando Paiz

Examination Manager

Anita Ready

Lead Systems Analyst

Ursula Turner

Coordinator At Financial Indus

Karon Moten

Hardware Engineer

Vivian Fowler

Administrative Assistant Iii

John Sazegar

Assistant Director

Tino Lisella

Director

Mary Flattery

Examination Manager At Finra

Chuck Altemus

It Technician Project Manager

Douglas Pavese

Finra Non Public Arbitrator

Otto Lambrianidis

Managing Regulatory Coordinato

Michael Malone

Examination Manager

Chris Battaglia

Associate Specialist

Nadine Findeisen

Program Manager

Miki Tesija

Senior Regional Counsel

Cheryl Weaver

Associate Principal Compliance

Alan Borko

Arbitrator

Shari Crawford

Creative Director

Elizabeth Lakes

Test Development Editor

Malathi Kashyap

Project Lead And Business Syst

Victor Attanasio

Director-Quality Assurance

Satish Patel

Enterprise Architect

Kimberly Powell

Senior Compliance Analyst

Sam Kessler

Enforcement Department Informa

Patricia Albrecht

Senior Director - Member Relat

Clark Goble

Senior Examiner

James Parks

Director, Product Strategy And

Erica Martinez

Dispute Resolution Arbitrator

Natlyn Murrain

Associate Principal Analyst

Whitney Evans

Assistant Director

Carmela Gotti

Senior Administrative Assistan

Victor Feliciano

Associate Principal Investigat

Tirone Veasley

Associate Audit Director

Amar Dinsa

Senior Developer

Travis Montague

Vendor Management Program Coor

Ralph Delouis

Regional Enforcement Counsel

Suganya Selvaraj

Senior Developer At Financial

Rob Renner

Vice President At Financial In

Stephanie Dumont

Vice President

Kathiravan Srinivasan

Full Stack Developer And Consu

Derek Linden

Executive Vice President

Carol Wilson

Administrative Assistant

Brendon Maloney

Principal Regulatory Coordinat

Yan Cheng

Programmer

Edna Edokobi

Business Specialist

Shari Sturm

Training Manager

Craig Thomson

Principal Examiner - Certified

Shana Breiter

Senior Paralegal

Katherine Bayer

Regional Director

Jon Dietrich

Director, Member Regulation Te

Elena Schlickenmaier

Senior Principal Analyst

David Lempa

Examiner

Pengyu Wang

Lead Big Data Developer And Ma

Sarvani Akkanapragada

Senior Systems Analyst

Kistrine Asperas

Associate Director, Human Reso

Brian Azzi

Senior Software Engineer

Angela Goelzer

Vice President

Dominador Santiago

Etl Developer

Michal Tunajek

Senior Unix System Administrat

David Scrams

Senior Director, Testing And M

Debra Jastredowski

Associate District Director

Minwen Li

Economist, Office Of Chief Eco

Martha Stewart-Wright

Senior Desktop Support Analyst

Michael Kulczak

Senior Director, International

Gina Hernandez

Administrative Assistant

Philip Berkowitz

Senior Counsel

Vitali Potchekin

Product Manager For Finra Data

Thanh Nguyen

Senior Software Engineer

Richard Desira

Senior Software Engineer

Anil Akkanapragada

Associate Director

Sharon Rosolio

Quality Assurance Manager

Jason Mogel

Senior Counsel In Enforcement

Stacy Hagar

Examination Manager At Financi

Kaiwal Shah

Senior Qa Lead

Peter Johnson

Enforcement

Jamie Stinson

Counsel

William Thompson

Director

Elizabeth Luthringer

Senior Coordinator

Colm Odonnell

Senior Director

Michael Yuan

Surveillance Director

Kip Strong

Associate Analyst - Market Reg

Shayna Richardson

Associate Director And Counsel

Molly Sproules

Office Manager At Finra

Stephanie Moore

Supervisor

Denise Imhoff

Executive Assistant

Carolann Evangelist

Examination Manager

Sowmeya Somaaskanthan

Senior Developer

Logan Szyper

Financial Member Service Repre

Katie Desanto

Enforcement Investigator

Aaron Hutcherson

Market Operations Analyst

Jana Milata

Regulatory Specialist

Jerry Munk

Associate Director, Member Rel

Thomas Antonino

Regional Manager Ii, Corporate

Kevin Brennan

Regulatory Analyst Finra

Stephen Bucchere

Principal Regulatory Coordinat

Gillian Rosenstein

Program Manager

Anvardh Nanduri

Software Engineer

Lena Pang

Associate Principal Analyst -

David Fitzgerald

Hearing Officer

Ravi Ramakrishnan

Senior Data Warehousing Consul

Emily Pierce

Associate Examiner

Jack Hayes

Arbitrator

Kayte Toczylowski

Vice President And Deputy, Mem

Nichole Keller

Senior Investigator

Stephanie Rutter

Associate Director

Evelyn Koutsouras

Financial Case Assistant

John Germuga

Product Manager

Aja Klevs

Data Scientist

Amy Brereton

Surveillance Technology Analys

Steven Hayes

Associate Principal Examiner

Soo Im

Attorney

Steven Price

Senior Vice President, Nationa

Todd Griffiths

Principal At Finra

Ted Luecke

Compliance Examiner

Lisa Carver

Senior Regulatory Analyst

Christopher Perrin

Counsel To The Head Of Enforce

Max Tanzer

Administrative Assistant And C

Vijay Gangu

Big Data Developer

William Downey

Examination Manager

Maya Neyman

Consultant, Data Engineer: Pre

Andrew Hoey

Compliance Examiner - Tfce Opt

Jerry Gerard

Senior Director - Technology

Rebecca Rangel-Mullin

Specialist

Jose Cruz-Reyes

Staff Security Engineer

Kristyn Obsuth

Managing Regulatory Coordinato

Kimberly Jackson

Case Specialist

Sarah Fishwick

Compliance Examiner

Jack Macken

Counsel

Michael Berkovich

Associate Principal Analyst

Kimberly Aardsma

Senior Compliance Examiner

John Dunning

Assoc Principal Examiner

Harshan Shanthakumar

Associate Principal Examiner

Jessica Adams

Manager

Jason Barber

Public Arbitrator

Christine Ferrelli

Examiner

Peter Cortese

Principal Examiner At Financia

Elisabeth Grippando

Principal Counsel

Gerald Sawczyn

Principal Counsel, Department

Venkataganesh Thoppae

Cloud Architect

Joshua Sherman

Senior Counsel, Enforcement

Dolores Josiah

Examination Manager

Zeeshan Shah

Analyst

David Andrews

Exam Manager

Jeani Choe

Technology Intern

Luis Giron

Operation Center Staff Ii

John Brady

Senior Vice President Cyber Se

Connor Guerin

Market Regulation Analyst

Akeem Bruce

Operation Center Specialist

Rachel Browder

Principal Counsel

Rich Starsia

Principal Analyst

Kimberly Weiland

Vice President Enterprise Oper

John Livreri

Principal Risk Monitoring Anal

Ravishankar Madduri

Product Manager

Paul Rice

Senior Administrative Assistan

Cory Dodd

Principal Examiner

Michael Manly

Director

Robert Creasman

Data Center Engineer

Nick Hardison

Director

Patrick Wu

Regulatory Analyst

Bernard Herman

Commercial Arbitrator

Aditya Merla

Senior Business Analyst

Alfred Jensen

Counsel

Arlene Sha

Director Of Training At Finra

Douglas Richards

Payroll Manager, Cpp

Ayla Parkhomenko

Associate Principal Examiner

Tiffany Buxton

Director, Enforcement

Robert Butcher

Regulatory Services Operations

Amy Mallory

Principal Examiner

Doris Evans

Administration Assistant

Melissa Acker

Associate Principal Examiner

Xian Wang

Senior Network Engineer

James Day

Chief Counsel

Joe Savage

Vice President

Mark Dorsey

Counsel

Dylan Sweeney

Senior Associate Desktop Suppo

Jamie Udinson

Investigative Director, Enforc

Amar Rathore

Desktop Engineer

Rory Hatfield

Lead Principal Regulatory Trai

Josefina Martinez

Senior Counsel

Joseph Becker

Supervising Analyst, Corporate

Shoby Varghese

Integration Administrator

Carol Kurta

Administrator

Dominick Andreassi

Associate Principal Examiner

Andrew Boldt

Senior Counsel

Kyle Morse

Vice President, Trading And Fi

Kristen Serafin

Associate Director

George Hord

Desktop Engineer

Carroline Harrison-Johnson

Processing Assistant

Melissa Keller

Principal Regulatory Coordinat

Sarah Yang

Product Manager

Joseph Jucha

Senior Director

Wade Palmer

Associate Director For Service

Alif Dhanidina

Principal Regulatory Coordinat

Patrick Klir

Associate Examiner

James Smallwood

Paralegal

Jonathan Gereige

Arbitrator

Rahool Paliwal

Devops Engineer

Madeline Frets

Senior Administrative Assistan

Vlad Khmarsky

Lead Developer

Randy Rivera

Director At Financial Industry

Travis Perkins

Desktop Engineer

Kim Mason

Accounting Iii

Anna Turco

Arbitrator

Richard Lawrence

Associate Director

Zebulnessa Rahimi

Associate Principal Analyst

Liana Tsanova

Regulatory Compliance Analyst

Anthony Maher

Associate Director, Advertisin

Dawn Williams

Learning Solutions Director

John Kalohn

Vice President At Finra

Jackelyn Zacarias

Financial Compliance Examiner

Xavior Williams

Senior Associate Analyst, Blot

Nellie Welch

Administrative Assistant

Douglas Speeckaert

Office Manager I

Gene Barkey

Director

Joyce Campbell

Managing Regulatory Coordinato

Frank Desalvo

Examination Manager

Mark Koerner

Assistant Vice President And C

Brody Weichbrodt

Senior Regional Enforcement Co

Justin Levis

Associate Principal Analyst

Nicole Cisek

Associate Principal Examiner

John Harrelson

Lead Storage And Backup Admini

Vadim Fuks-Rabinovich

Business Analyst

Sarah Halwani

Senior Examiner, Sales Practic

Maureen Recendez

Assistant

Kristen Petherbridge

Principal Regulatory Coordinat

John Hickey

Deputy Director

Erin Vocke

Director

Paula Bivins-Johnson

Administrative Assistant And A

Frank Sanclemente

Attorney

Susan Considine

Associate Principal Examiner

Danielle Hill

Senior Associate Analyst

Derrick Cheah

Software Developer In Test

Josh Bandes

Corporate Financing

Keith Plamondon

Principal Regulatory Coordinat

Sarah Kwak

Assistant General Counsel, Off

Amber Turner

Regulatory Analyst

Jordan Abisror

Financial Coordinator

Ralph Grullon

Senior Project Manager, Depart

Robert Morris

Investigations Manager

Dawn Prather

Accounts Payable And Cash Mana

Robert Turk

Assistant General Counsel

Theresa Ferraina

Associate Principal Examiner

Tawanda Mcqueen

Arbitrator

Alina Rabinovich-Kalman

Principal Examiner

Eric Chandler

Principal Regulatory Coordinat

Dana Pisanelli

Regulatory Operations Senior C

Kwame Dowe

Senior Case Administrator

Andrew Perkins

Hearing Officer

James Barry

Director Of Credit Regulation

Sean Quinn

Manager, Trade Reporting

Anguel Filev

Technology Delivery Lead

Sardar Hedayati

Associate Analyst

Jennifer Tom

Ba And Uat Tester Consultant

Kishore Ramachandran

Senior Director

Lisa Fair

Director

Lisa Regula

Housewife

Nagarajan Chandran

Lead Cognos Senior Consultant

Delphina Jennings

Office Manager; Office Of Emer

Kerry Brandt

Senior Security Engineer, Cpt

Ian Clar

Senior Developer In Test

Delcina Allen

Legal Secretary

Aaron Carreras

Senior Director And Data Archi

Gaurav Khullar

Senior Principal Risk Speciali

Sandra Landron

Senior Counsel

Terri Nelson

Systems Analyst

Philip Koszulinski

Examination Director

Peter Mcelwain

Principal Analyst

Samantha Gary

Analyst

Julia Balyas

Associate Specialist, Neutral

Andy Kolker

Disclosure Review Analyst

Ken Dymond

Arbitrator

Alex Sverdlov

Data Techy

Marshall Peters

Developer

Daniel Gasparri

Senior Agile Consultant, Proje

Raj Pillai

Director

Wilma George

Analyst

Kris Musard

Director

Kathryn Wilson

Regional Counsel

John Baraniak

Senior Litigation Counsel

Paul Pirocanac

Senior Regulatory Analyst

Craig Holmes

Associate Vice President

Sarah Hummel

Associate Principal Examiner

James Ramsey

Examination Manager

Eileen Murray

Chair, Board Of Governors

Josh Hess

Principal Counsel - Main Enfor

Cindy Foster

Vice President, Office Of The

Sue Luce

Reg Services And Ops Analyst I

Suhas Chandrashekhara

Developer

Mayank Shah

Senior System Analyst And Data

Sean Abbey

Examination Manager

Prem Ramamurthy

Senior Architect

Nilla Swyndle

Regulatory Analyst At Financia

Medha Veerkar

Senior Java Engineer

Maria Di Nitto

Arbitrator

Jarett Shapiro

Examination Manager, Aml Inves

Anne-Rose Cyprien

Processing Assistant

Diana Calabrese

Administrative Assistant Iii

Tom Carocci

Counsel

Ginger Corrao

Principal Regulatory Coordinat

Sooya Uhm

Analyst

Brandt Wilhelmi

Associate Examiner

Samuel Condon

Regulatory Analyst

David Zaperach

Director, Enforcement Departme

James Jerkovich

Analyst At Financial Industry

Colin Punch

Examination Manager At Financi

Megan Cotter

Principal Examiner

Josh Bone

Enforcement Counsel

Earl Jones

Neutral Coordinator

Dawn Faris

Counsel

Suzanne Duddy

Assistant General Counsel

Ling Zhong

Associate Principal Examiner A

Rose Tatalone

Senior Administrative Assistan

Jessica Burke

Benefits Manager, Health And W

Robin Sardegna

Senior Counsel

Justine Flint

Technolgy Office Manager And E

Mary Davis

Administrative Assistant

Heather Watson

Principal Examiner

Marty Mickus

Senior Security Engineer

Yvette Bradle

Associate Director Of Enterpri

Robert Brown

Telecommunications Technician

Gwendolyn Morris

Arbitrator

Regina Miller

Principal Regulatory Coordinat

Christopher Ring

Associate Principal Analyst -

Theresa Hwang

Senior Developer And Project L

Brian Schroder

Assistant Director

Brendan Berger

Senior Developer In Test

James Wrona

Vice President And Associate G

Camille Gotti

Senior Surveillance Assistant

Ornella Bergeron

Senior Vice President - Member

Jack Sitty

Associate Principal Examiner

Marc Freeman

Associate Principal Examiner,

Johanna Jones

Associate Director, Financial

Chhavi Anand

Senior Manager, Financial Plan

Clarence Sanders

Senior Counsel

Georgia Mantekas

Regional Office Manager

Charles Morrison

Arbitrator

Carly Kostakos

Senior Counsel

Iwan Kurniawanto

Staff Systems Administrator An

Candi Hoskins

Senior Regulatory Analyst

Jennifer Luginbill

Associate District Director

Ellen Sheridan-Cona

Senior Regional Counsel

Sundari Diwakarla

Senior Devops Engineer

Margaret Williams

Managing Director

Jennifer Lee

Principal Examiner, Membership

Shannon Allen

Associate Principal Examiner

Cindy Cimino

Office Manager - District 2

Paul Mazza

Director

Jina Kadakia

Senior Investigator - Insider

Stephen Schruefer

Director

Mark White

Senior Coordinator

Kiran Thati

Senior Hadoop Consultant

Carol Dhanoolal

Executive Assistant

Michael Kiriewsky

Associate Principal Examiner

Donna Canady

Office Manager

Anju Koshy

Senior Developer In Test

Paul Fornia

Data Scientist

Bonnie Dannan

Senior Analyst, Market Regulat

Leo Orenstein

Deputy Chief Litigation Counse

Mary Delacruz

Business Analyst

Tessa Keane

Senior Regulatory Analyst

Joshua Radler

Lead Product Manager

Heather Crofutt

Public Arbitrator

David Tran

Network Architect

Allen Wisniewski

Arbitrator

Mamallan Krishnan

Lead Technical Consultant

Carol Mcdowell

Manager, Corporate Travel Serv

Julia Mccafferty

Associate Director

Christine Kolber

Principal Regulatory Coordinat

David Monachino

Senior Litigation Counsel

Lucinda Mcconathy

Hearing Officer

Carrie Capron

Case Manager

Roy Francois

Principal Examiner

Andrew Karay

Arbitrator

Deepak Mohanty

Technical Consultant

Dewang Lakhani

Architect

Denise Galasso

Systems Analyst

Helena Johnson

Compliance Coordinator

Kevin Farragher

Independent Consultant

Maurice Chavarria

Senior Vice President Technolo

Denise Brown

Principal Surveillance Coordin

Alfonso Duran

Telecommunications Analyst Con

Nicholas Naimo

Tools Engineer

Bryan Miller

Senior Principal Examiner

Mario Greszes

Associate Supervisor-- Adverti

Omar Morillo

Product Manager

Matthew Minerva

Director

Srividhya Balasubramanian

Lead Engineer At Financial Ind

Ravinder Meka

Associate Director

Paul Andrews

Vice President And Managing Di

Yama Habib

Java Tools Engineer

Victoria Vandewater

Principal Examiner, Fixed Inco

Hiron Stiney

Desktop Support Specialist

Kostas Gaitanos

Manager Operations

Michael Cavers

Associate Principal Examiner

Gloria Dalton

Senior Director, International

Nancy Damiano

Principal Analyst

Susan Vaughan

Assistant Director

Derek Moy

Regulatory Operations Analyst

Brooke Kintner

Associate Principal Examiner

Claire Fleischer

Associate Manager, Editing Ser

Barry Suskind

Senior Director

Najah Malik

Business Operations Intern

Christine Schatz

Arbitrator

Joe Kringdon

Arbitrator

Eileen Famiglietti

Enterprise Risk Management Off

Sophie Heinrich

Lead Product Manager

Pramit Das

Assistant Director Advertising

Erin Kiyak

Market Regulation Analyst

Audra Acquavella

Senior Counsel, Enforcement

Robert Cordes

Vice President Of Network Serv

Eugene Kosoy

Software Delivery And Program

Karey Burkholder

Associate Principal Investigat

Patrick Bloomstine

Analyst

Christine Gibson

Principal Examiner

Mathew Brailsford

Quality Assurance Specialist

Lyle King

Assistant Director Trading Fin

Benjamin Cooper

Contract Attorney, Main Enforc

Kathy Koeser

Senior Director

Evgeny Nenashev

Oracle Application Dba

Jason Robshaw

Director

Alexander Maximov

Director - Finra Identity Prog

Sheena Savoy

Business Analyst At Financial

Olivia Hurley

Senior Systems Analyst

Karen Engling

Principal Risk Monitoring Anal

Thomas Frank

Sdet

Arth Vyas

User Interface And User Experi

Catherine Dunn

Examination Director

Gregory Markovich

Principal It Risk And Controls

Yu-Chin Wu

Dba

Deborah Woods

Office Manager

Whitney Hewatt

Lead Security Engineer

Hiren Bhakta

Associate Principal Compliance

Marvin Hill

Examination Manager

Karrin Feemster

Senior Regional Counsel

Tyrone Watson

Public Arbitrator

Jodi Young

Lead Analyst

Jesse Bronson

Analyst

Vanessa Sidhwani

Senior Analyst

Edgar Russell

Associate Director

Ronny Santos

Lead Product Support Analyst

Mary Bergstrom

Director At Financial Industry

Jacqueline Thompson

Assistant Risk Manager

Deji Adams

Analyst

Dhaval Patel

Director Software Engineering

Clifford Brandt

Principal Analyst, Risk Monito

Nancy Nakhleh

Coordinator

David Newman

Senior Regional Counsel At Fin

Richard Laufer

Examination Manager

Steve Amato

Financial Reporting Manager At

Jay Loftus

Senior Fixed Income Examiner

Yvonne Smith

Office Manager At Finra

Corky Christoff

Program Manager

Sarah Banks

Cm Engineer At Finra

Demetri Theotikos

Principal Examiner

Sarah Belter

Senior Regional Counsel

Sydney Herring

Associate Principal Examiner

Steven Glascock

Senior Identity And Access Man

Robert Ruefenacht

Examiner

Christine Podolak

Senior Director, Exchange Trad

Rocco Tucci

Principal Regulatory Corrdinat

Kevin Mcdonald

Member Regulation

William Bultman

Market Regulation Analyst

Jason Chaney

Mortgage And Market Analyst

Raka Dutta

Software Developer In Test

Nikki Bracamontes

Associate Principal Analyst, Q

Lily Chuang

Human Resources Program Manage

Jeff Schwartz

Associate Principal Examiner

Elizabeth Cates

Principal Examiner, Alternativ

Rahmon Banire

System Engineer

David Kreiss

Senior Paralegal

David Pollack

Principal Regional Counsel , E

Sue Gatrell

Associate Director

Nazzie Sayani

Social Media And Corporate Com

Kaylin Bugos

Big Data Analyst

Richard Shulman

Director - Analytics

John Karper

Associate Director

Ira Gluck

Director

Janice Chandhok

Associate Principal Examiner

Kosha Dalal

Associate Vice President And A

A Shawn Murray

Director, Member Supervision,

Michelle Miller

Associate Examiner

Jake Ciuccio

Principal Developer

Sarah Vocke

Principal Examiner

Stacy Bauer

Finra Arbitrator

Jay Tuminaro

Regulatory Coordinator At Fina

Denis Dobrovolskii

Software Engineer

John Luburic

Litigation Director Of Finra E

Emma Mills

Meeting Planner

Andrew Labadie

Financial Analyst At Financial

Jaipaul Agonus

Director

Edward Monti

Principal Examiner - Triage Un

Jennifer Giannotti

Examination Director

Christopher Ernst

Arbitrator

Yevheniya Kutsevol

Software Test Engineer

Kristen Cole

Regulatory Analyst

Elizabeth O'Neill

Case Administrator

Robert Oven

Associate Principal Examiner

Adrienne Morris

Senior Information Security An

Tosin Sonoiki

Regulatory Analyst

Joe David

Principal Examiner

Terri Reicher

Associate General Counsel

Hollie Mason

Senior Counsel- Legal Enforcem

Sam Jones

Analyst

Steve Vagnoni

Telecommunications Specialist

Richard Vagnoni

Senior Market Analyst

Ajay Dham

Regulatory Analyst - Fraud Sur

Denise Kerr

Examination Manager

John Akroyd

Finra Dispute Resolution Arbit

Paul Voketaitis

Associate Director, Financial

Adrian Jessop

Principal Examiner

Paxton Dunn

Manager, Risk Monitoring, Memb

Aaron Gerding

Examination Manager Chicago Di

Neelima Vegesna

Developer

Rodney Martin

Principal Examiner

Gary Jackson

Counsel, Market Regulation

Charles Winkle

Principal Regulatory Coordinat

Justin Winte

Director

Susan Dominowski

Program Manager

Stefanie Watkins

Assistant Chief Counsel

Krystal Card

Litigation Support Analysis

Stephen Polimine

Senior Regulatory Coordinator

Sarah Sauter

Associate Principal Analyst

Girish Arunagiri

Director, Analytics Program

Ram Sadasiv

Senior Cloud Engineer

Alexander Smallwood

User Experience Designer

Jody Li

Senior Regulatory Coordinator

Dian Moore

Manager

Christian Ellis

Senior User Experience Designe

Ashley Broden

Entitlement Analyst Ii

James Jefferson

Asset Management

Babul Kamireddy

Director

Kevin Mellett

Senior Examiner

Becky Enarhevba

Litigation And Policy Extern A

Sabeen Anver

Associate Examiner

Joseph Sheirer

District Director

Mikhail Nilov

It Contractor

Michael Tremeski

Legal Extern, Enforcement

Kathleen Bisaccia

Principal Regulatory Coordinat

Malcolm Matadi

Regulatory Analyst

Peter Kerr

Software Developer

Denise Dombay

Senior Vice President And Chie

Linda Williams

Principal Examiner

Anton Gudin

Senior Software Engineer

Shari Crawford

Creative Director

Arth Vyas

User Interface And User Experi

Alexander Smallwood

User Experience Designer

Christian Ellis

Senior User Experience Designe

Ya Gao

Software Developer In Test At

Binod Singh

Software Engineering Manager

Mohammed Elghoul

Software Developer At Finra

Sarah Messer

Data Analyst - Teksystems

Anthony Socarras

Lead Data Scientist

Cameron Holmes

Software Development Engineer

Anton Serednyakov

Developer

Shivaji Tata

Senior Developer

Biju Mathew

It Consultant At Financial Ind

Karthik Sekar

Senior Software Developer

Mitesh Patel

Software Architect

Jeff Gotzens

Senior Software Engineer

Michael Bellistri

Database Developer

Marc Kuniansky

Senior Software Developer In T

Porter James

Big Data Engineer

Vincent Criscola

Lead Systems Administrator And

Sindhu Nidamanuri

Staff Developer In Test

Clayton Kovar

Senior Director Of Application

Alex Eftimiades

Senior Software Development En

Brijesh Patel

Senior Software Developer

Vijay Kollu

Report Developer

Aravindan Srinivasan

Project Lead Developer

Nathaniel Lee

Developer

Ankit Shah

Senior Software Developer In T

Christopher Brinkmann

Quality Assurance Analyst

Tinhvan Phan

Programmer

Jennifer Hodge

Web Application Developer

Padmaja Kada

Senior Test Engineer

Prabhu Gopal

Senior Developer

Joseph Hissong

Application Engineer

Brian Goldstein

Lead Developer

Garvit Hasija

Developer In Test

Rick Jones

Enterprise Desktop Engineer

Keith Bradford

It Analyst And Project Coordin

Bill Chen

Cloud Computing Engineer

Aki Sharipov

Senior Software Engineer

Yatao Zhu

Senior Director Of Network Eng

Karon Moten

Hardware Engineer

Chuck Altemus

It Technician Project Manager

Malathi Kashyap

Project Lead And Business Syst

Amar Dinsa

Senior Developer

Suganya Selvaraj

Senior Developer At Financial

Kathiravan Srinivasan

Full Stack Developer And Consu

Yan Cheng

Programmer

Pengyu Wang

Lead Big Data Developer And Ma

Brian Azzi

Senior Software Engineer

Dominador Santiago

Etl Developer

Michal Tunajek

Senior Unix System Administrat

Thanh Nguyen

Senior Software Engineer

Richard Desira

Senior Software Engineer

Sowmeya Somaaskanthan

Senior Developer

Anvardh Nanduri

Software Engineer

Aja Klevs

Data Scientist

Vijay Gangu

Big Data Developer

Maya Neyman

Consultant, Data Engineer: Pre

Jose Cruz-Reyes

Staff Security Engineer

Venkataganesh Thoppae

Cloud Architect

Robert Creasman

Data Center Engineer

Xian Wang

Senior Network Engineer

Amar Rathore

Desktop Engineer

George Hord

Desktop Engineer

Rahool Paliwal

Devops Engineer

Vlad Khmarsky

Lead Developer

Travis Perkins

Desktop Engineer

Derrick Cheah

Software Developer In Test

Kerry Brandt

Senior Security Engineer, Cpt

Ian Clar

Senior Developer In Test

Marshall Peters

Developer

Suhas Chandrashekhara

Developer

Mayank Shah

Senior System Analyst And Data

Medha Veerkar

Senior Java Engineer

Marty Mickus

Senior Security Engineer

Theresa Hwang

Senior Developer And Project L

Brendan Berger

Senior Developer In Test

Iwan Kurniawanto

Staff Systems Administrator An

Sundari Diwakarla

Senior Devops Engineer

Anju Koshy

Senior Developer In Test

Paul Fornia

Data Scientist

David Tran

Network Architect

Nicholas Naimo

Tools Engineer

Srividhya Balasubramanian

Lead Engineer At Financial Ind

Yama Habib

Java Tools Engineer

Robert Cordes

Vice President Of Network Serv

Eugene Kosoy

Software Delivery And Program

Whitney Hewatt

Lead Security Engineer

Dhaval Patel

Director Software Engineering

Sarah Banks

Cm Engineer At Finra

Raka Dutta

Software Developer In Test

Rahmon Banire

System Engineer

Kaylin Bugos

Big Data Analyst

Jake Ciuccio

Principal Developer

Denis Dobrovolskii

Software Engineer

Yevheniya Kutsevol

Software Test Engineer

Adrienne Morris

Senior Information Security An

Neelima Vegesna

Developer

Ram Sadasiv

Senior Cloud Engineer

Mikhail Nilov

It Contractor

Peter Kerr

Software Developer

Anton Gudin

Senior Software Engineer